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Findings

What the Commission on Governmental Ethics and Election Practices took up at its meetings since 2019: late-filing penalties and requests to waive them, complaints and requests to investigate, audits, and what it decided, as its meeting pages record them. A complaint is an allegation; the decision is the Commission's. Items naming someone on this site are also on their page.

Fined108 · $246,978 in all, median $300Violation found17Consent agreement1Sent for investigation17Reconsidered1Postponed or more information6Penalty waived6No penalty4No further action28Other decisions38
226 decisions since 2019, grouped by what the motion says (47 more items record no motion). A fine is the penalty as decided, often reduced from the statutory amount.

Penalty waived · 6 items · show all, by kind

Penalty · September 28, 2022Penalty waived

Request for Waiver of Late Filing Penalty – John V. Chambers (David C. Burns, Treasurer)

John V. Chambers is a candidate for the Maine House of Representatives. He was required to file the 42-Day Post-Primary Report on July 26, 2022. His treasurer, David Burns, filed the report one day late. The preliminary penalty for the late report is $34.90. Mr. Burns is requesting a waiver of the penalty, because he made a good-faith attempt at filing the report and believed he had been successful. Staff recommendation: the Commission staff does not recommend waiving the $34.90 penalty.

Decided: To not waive the fine for late filing. (vote 5-0)

the meeting's page

Penalty · September 28, 2022Penalty waived

Request for Waiver of Late Filing Penalty – Benjamin J. Meiklejohn

Benjamin Meiklejohn was a candidate in the special election for Senate district 7. He was required to file the 42-Day Post-Election Report on July 26, 2022. He filed the report one day late. The preliminary penalty for the late report is $18.03. Mr. Meiklejohn is requesting a waiver of the penalty because he tried to file the report using his cell phone near the deadline but encountered technical difficulties. Staff recommendation: the Commission staff does not recommend waiving the $18.03 penalty.

Decided: To not waive the fine for late filing. (vote 5-0)

the meeting's page

Penalty · January 27, 2021Penalty waived

Troy Jackson

Request for Waiver of Late-Filing Penalty - Hon. Troy Jackson

Senator Troy Jackson ran for State Senate in District 1 in the 2020 general election. He was required to disclose a $1,250 expenditure in a 24-Hour Report by October 27, 2020. He entered the transaction in the Commission’s eFiling system on Oct. 27. He believed he had filed the report, but it was not filed until two days later by his deputy treasurer. The preliminary penalty for filing the report two days late is $50. Sen. Jackson requested a waiver because he attempted to file the report, and because an erroneous email notice by the Commission’s eFiling system four days earlier caused confusion when Sen. Jackson was communicating with his deputy treasurer. Staff recommendation: the Commissi…

Decided: To not waive the preliminary penalty of $50 (vote 5-0)

the meeting's page

Penalty · January 27, 2021Penalty waived

Request for Waiver of Late-Filing Penalty – Mainers for Health and Parental Rights

On October 26, 2020, the Mainers for Health and Parental Rights PAC made an expenditure of $1,000 as a contribution to the Maine Prosperity Alliance PAC. It was required to report this expenditure in a 24-Hour Report by October 27, 2020 but did not do so until December 15, 2020. The PAC requested a waiver of the $980 preliminary penalty. Staff recommendation: the Commission staff recommended reducing the penalty to $750.

Decided: To accept the late-filed waiver request and consider it on its merits (vote 5-0)

the meeting's page

Penalty · October 30, 2020Penalty waived

Request for Waiver of Late-Filing Penalty – Jeffrey Pierce

Jeffrey Pierce is a candidate for the Maine House of Representatives. He was required to file the 42-Day Pre-General Report on September 22, 2020. His campaign filed the report one day late. The preliminary penalty for the late report is $40.37. Mr. Pierce’s campaign is requesting a waiver because of his treasurer’s confusion in interpreting automated email notifications from the Commission’s e-filing system.

Decided: To support the staff recommendation to not waive the statutorily calculated penalty of $40.37 (vote 5-0)

the meeting's page

Complaint · July 13, 2020Penalty waived

Complaint – Late Campaign Finance Report by Senate Candidate Stan Gerzofsky

Four residents of Brunswick Maine have submitted a complaint alleging that a campaign finance report filed by State Senate candidate Stan Gerzofsky under-reported his payments to a local newspaper, The Cryer, for campaign advertising. Mr. Gerzofsky described his spending to the staff of the Commission, which has amended the report on his behalf. The complainants request that a civil penalty be assessed because Mr. Gerzofsky filed a campaign finance report that did not substantially conform to the disclosure requirements in campaign finance law. Copyright © 2019 All rights reserved.

Decided: Find that the 11-Day Pre-Primary report was filed four days late but defer consideration of a penalty until Mr. Gerzofsy has had an opportunity to request a waiver of the late-filed report penalty. (vote 3-0)

the meeting's page

From the Commission's meeting pages (maine.gov/ethics/meetings). Housekeeping (minutes, rulemaking, legislation) is left out.